INVESTMENT LOSSES

It is reasonable to expect that most brokers and salesmen who handle investments do so honestly. Unfortunately, some brokers may run afoul of the regulations that are enacted to protect your investment. When problems like these arise, hiring an experienced securities loss litigation attorney is your best option for seeking a recovery from those responsible and financially accountable for your losses.

Birmingham Investment Loss Attorney

Contact our office immediately if you suspect any loss or misconduct. We’ve helped clients recover investment losses and we can help you do so as well.

FINRA

Many broker accounts are regulated by the Financial Industry Regulatory Authority(FINRA) FINRA is the agency responsible for establishing the rules and regulations for investment companies and stockbrokers. FINRA has rules that seek to protect investors from fraud and other misconduct. If you have reason to believe that you were misled about your investment or were financially harmed, you can pursue your case with the assistance of a securities fraud attorney.

We offer legal representation for investment losses, broker fraud or misconduct-related cases, including:

Breach of fiduciary duty
Conflicts of interest
Excessive trading
Fraud
Suitability of investments
Failure to supervise or train salesmen or brokers
Making trades without permission of investor
Making investments that are risky or unreasonable
Omitting or obscuring information
Misrepresenting clients’ investments

Contact Jeff Daniel to make an appointment to discuss your claim. Call (205) 531-1287.